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Nasdaq Financial Technology - Resource Hub

Deep dive into Nasdaq's Financial Technology with up-to-date industry insights

Information ranging from thought leadership, product information, client news, press-releases, and more on Nasdaq products for financial market infrastuctures, investment managers, regulators & central banks, and banks & brokers.

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Latest Industry Insights

Nasdaq AxiomSL - Managing Regulatory Change Velocity: Essential Capabilities for Financial Institutions

Article

Managing Regulatory Reporting Requirements Amid Volatile Market Change

Rapid changes are transforming markets and regulations. Banks need to keep pace by optimizing organizational culture, operations and technology.

Rapid changes are transforming markets and regulations. Banks need to keep pace by optimizing organizational culture, operations and technology.

Nasdaq-branded graphic with text "Nasdaq and AWS Launch Modernization Blueprint for Global Market Operators"

Press Release

Nasdaq and AWS Unlock New Era of Growth for Global Capital Markets

Nasdaq and AWS announce modernization blueprint to drive the benefits of cloud into local market infrastructures through flexible deployment while maintaining data sovereignty and resilience.

Nasdaq and AWS announce modernization blueprint to drive the benefits of cloud into local market infrastructures through flexible deployment while maintaining data sovereignty and resilience.

A Blueprint for the Next Generation of Markets with Resilience and Optionality

Video

A Blueprint for the Next Generation of Markets with Resilience and Optionality

The blueprint empowers market operators to execute their modernization strategies, optimizing their resource investments while focusing on operational excellence, enhancing competitive differentiation, satisfying their regulatory obligations, and driving innovation within their markets.

The blueprint empowers market operators to execute their modernization strategies, optimizing their resource investments while focusing on operational excellence, enhancing competitive differentiation, satisfying their regulatory obligations, and driving innovation within their markets.

Nasdaq Regulatory Pulse

Navigate the global regulatory landscape with ease by accessing timely insights and tailored resources for surveillance and compliance experts.

Learn more ->

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FT_Whitepaper_Resource_Asset
Thought Leadership
20 December 2024

Written by Chartis in collaboration with Nasdaq, this paper considers the importance of trade surveillance for financial institutions and examines the key considerations for firms when implementing an effective solution.

FT_Guide_Resources
Guide
  • 2023 Cryptocurrency Regulation Guide​
08 June 2023

Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated 2023 Cryptocurrency Regulation Guide identifies all the major policies around the world that govern the regulation of crypto assets.

FT_Survey_Report_Resource_Asset
Report
  • 2023 Nasdaq Global Compliance Survey​
20 December 2024

Conducted annually for nearly a decade, the Global Compliance Survey gathers feedback from compliance professionals at organizations that sit within the capital markets ecosystem. Access all the data and insights and learn what matters most to compliance professionals around the world.

FT_Survey_Report_Resource_Asset
Report
  • 2024 Nasdaq Global Compliance Survey
03 December 2024

In collaboration with Chartis Research, Nasdaq surveyed 94 compliance professionals to determine their top challenges in the year ahead, the role of emerging technologies, the power of data scientists and technology staff, and the trends of regulatory-focused investments.

FT_Whitepaper_Resource_Asset
Thought Leadership
18 October 2024

Based on lived experience in migrating three markets to the Cloud and on insights and observations gathered from delivering mission-critical market infrastructure solutions worldwide, Nasdaq has compiled a new viewpoint paper aimed at providing the 2024 Outlook for Cloud in Market Infrastructure.

Thought Leadership
12 December 2024

Discover why financial market operators are increasingly during SaaS solutions. Learn about the benefits, including scalability, cost efficiency, and enhanced security, driving this industry shift.

Article
20 February 2025

What does a modern treasury management system look like? Learn what the key considerations are and how they empower more efficient, effective operations.

Blog
29 May 2025

A recent Nasdaq TradeTalks panel, “The Evolving Surveillance and Compliance Landscape,” brought together leaders from Nasdaq and the Financial Industry Regulatory Authority (FINRA) to explore how compliance is transforming in the age of AI and cloud computing. 

Webinar
04 March 2025

Nasdaq hosted a webinar with Regulation Asia to delve into the latest developments in APAC regulatory reporting, looking at real world use-cases including how banks are automating compliance and enhancing reporting with AI and machine learning, and the impacts of these initiatives on banks’ internal capabilities.

401
Case Study
  • AI Surveillance on the US Stock Market
13 April 2021

To help its surveillance organization gain more insight into potential manipulation scenarios, Nasdaq’s Machine Intelligence (MI) Lab, Surveillance Technology business and MarketWatch division joined forces to enhance surveillance capabilities with the help of Artificial Intelligence and Transfer Learning.

Article
07 November 2024

Learn about the upcoming changes in EU and UK capital requirements for financial institutions. Understand the impact and prepare your organization for compliance.

Regulatory News
25 February 2025

The UK has delayed Basel 3.1 implementation to January 2027, giving banks a window of opportunity to develop strategies and deploy technology for compliance. This extension comes with firm instructions to address specific remediation items, emphasizing the need for stronger risk management and financial resilience.

Article
10 April 2025

Magnus Haglind, Nasdaq's Head of Marketplace Technology, shares insights from Boca50 on resilience, change and risk management.

Report
12 November 2024

Nasdaq and The ValueExchange partnered to understand why global investors are drawn to Latin America and how markets can lift blockers to capital flows.

Report
20 December 2024

Foreign investment into Latin America is poised to accelerate, but market structure issues must be solved to unlock flows. A new report from Nasdaq and The ValueExchange explores the opportunities (and expectations) for improving post-trade processes and standards.

Blog
07 March 2025

An expansion of the SEC's customer protection rule means more frequent reserve computations for more broker-dealers. How prepared are they from a technology and automation standpoint to handle the increased operational stress?

Regulatory News
09 April 2025

Canada’s OSFI released a new guideline for crypto-asset exposures, effective end of fiscal Q4 2025. It expands on the Basel Framework.

Event Article
11 December 2024

In a panel at this year's ToF, senior executives from Bolsa Mexicana de Valores, JPX Group and Options Clearing Corporation discussed crucial factors of change management and shared their insights on the role of technology, culture and leadership.

FT_Whitepaper_Resource_Asset
Thought Leadership
20 December 2024

As an area susceptible to climate change impacts, the Middle East and North Africa (MENA) region is an ideal staging ground for the growth and maturation of carbon markets.

Blog
03 March 2025

The clearing landscape is evolving rapidly amid growing volumes, new regulations and adoption of digital assets. Our Financial Technology experts examine change drivers and what the future of clearing holds.

Clearing
Brochure
  • Clearing the Path for Crypto-Asset Regulation: The EU’s MiCA Explained
10 March 2023

Read our paper to learn more about the articles within MiCA pertaining to market abuse.

Regulatory News
29 November 2024

Colombia is stepping up its commitment to financial stability with its own tailored approach to Basel III. In February 2024, the Superintendencia Financiera de Colombia (SFC) rolled out External Circular 003, a bold move to cap the potential losses banks could suffer from sudden counterparty failures, while safeguarding their solvency. By adopting this proactive risk management posture, financial and credit institutions across Colombia are positioned to significantly reduce contagion risks, creating a more resilient and stable financial system for the entire country.

Article
28 October 2024

Financial supervision globally is undergoing a profound digital transformation, and Colombia is leading the way in South America. The Colombian Financial Superintendent (Superintendencia Financiera de Colombia or SFC) has introduced a groundbreaking digital supervision initiative aimed at enhancing the oversight of financial institutions in the country. 

FT_Guide_Resources
Best Practices Guide
  • Creating a Modern Treasury Foundation
21 February 2025

Download our best practices guide to establishing a modern treasury foundation and how technology is critical to driving operational excellence and better risk management.

Crypto
Buyer's Guide
  • Crypto Surveillance Buyer's Guide
24 February 2023

Vetting different vendor solutions is often a time-consuming and difficult experience. There are multiple factors you must consider, specifically when it comes to a comprehensive crypto surveillance solution.

Cryptocurrency
Guide
  • Cryptocurrency Regulation Guide Africa
27 June 2023

Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide Africa identifies all the major policies of Africa that govern the regulation of crypto assets.

Cryptocurrency
Guide
  • Cryptocurrency Regulation Guide APAC
27 June 2023

Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide APAC provides a snapshot of recent recommendations from international regulatory and standards-setting bodies as well as key developments in Asia-Pacific.

Cryptocurrency
Guide
  • Cryptocurrency Regulation Guide Central and South America
27 June 2023

Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide Central and South America identifies all the major policies of Central and South America that govern the regulation of crypto assets.

Cryptocurrency
Guide
  • Cryptocurrency Regulation Guide Europe
27 June 2023

Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide Europe identifies all the major policies of Europe that govern the regulation of crypto assets.

Cryptocurrency
Guide
  • Cryptocurrency Regulation Guide Middle East
27 June 2023

Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide Middle East identifies all the major policies of the Middle East that govern the regulation of crypto assets.

Cryptocurrency
Guide
  • Cryptocurrency Regulation Guide North America
27 June 2023

Regulation of cryptocurrency varies globally by region, jurisdiction, and regulatory body. Nasdaq’s comprehensive and updated Cryptocurrency Regulation Guide North America identifies all the major policies of North America that govern the regulation of crypto assets.

FT_Case_Study_Resource_Asset
Case Study
20 December 2024

Learn how Depósito Central de Valores (DCV) leverages Nasdaq technology to modernize and evolve Chile’s capital markets infrastructure for future growth.

FT_Whitepaper_Resource_Asset
Thought Leadership
  • Digital Assets, Retail, Social Media, and AI - What's Next?
20 December 2024

In 2023, Nasdaq hosted Commissioner Caroline D. Pham from the U.S. Commodity Futures Trading Commission (CFTC) at the bi-annual Surveillance Conference in Tokyo, Japan. Read our paper to discover the top priorities of the CFTC and how to navigate the constantly evolving global markets.

Thought Leadership
29 October 2024

Latin American capital markets are growing and Nasdaq Financial Technology is helping regional banks and brokers gain the operational agility needed to modernize and capitalize on new opportunities.

FT_Case_Study_Resource_Asset
Case Study
  • El Viaje de Simplificación de LBBW
10 January 2025

Descubra cómo Landesbank Baden-Württemberg (LBBW), un banco comercial y de servicios completo, y un banco central (Landesbank) para la banca de ahorro en toda Alemania, aprovechó la plataforma Nasdaq Calypso para acelerar su crecimiento.

Thought Leadership
03 December 2024

Treasury organizations are paying close attention to elections across the world and the potential impact to funding, liquidity and risk management.

Nasdaq
Folleto
10 January 2025

Descubra como la solución de Nasdaq AxiomSL ayuda a las empresas a resolver los desafíos relacionados con el SA-CCR de Basilea.

Article
17 December 2024

Learn about the FDIC new proposed recordkeeping rules could impact fintech partnerships and third-party relationships

FT_Survey_Report_Resource_Asset
Report
  • Financial Market Transition: Legacy, Growth & Collaboration
20 December 2024

Today’s securities operating model is being pulled in multiple directions at once. A new report from Nasdaq and ValueExchange details the challenges and opportunities facing financial market infrastructures (FMIs).

FinextraTV
19 December 2024

Ian Hawkins, head of Product Management at Nasdaq speaks to FinextraTV's Hannah Wallace about a recent prosecution by Dutch regulator, the AFM, and provides insights into the type of tradeable products that can be subject to this type of market abuse as well as some of the manipulative devices used.

Report
02 October 2024

Technology continues to pace the evolution of markets, but for financial market infrastructures (FMIs), cloud transformation can be challenging to assess using a traditional total-cost-of-ownership (TCO) framework. In a paper from Celent, a rethought TCO equation is argued for that captures the holistic costs of FMIs “standing still."

Article
19 December 2024

This article discusses new regulatory changes from the Federal Reserve Board (FRB) impacting Foreign Banking Organizations (FBOs) operating in the United States. These changes will affect how FBOs report their financial data, with deadlines approaching in the coming months. 

Nasdaq
Brochure
  • Front Office Workstation de Nasdaq Calypso
10 January 2025

Descubra como esta plataforma todo en uno ofrece control al alcance de la mano, en tiempo real, sobre la mesa de ventas y operaciones.

Article
17 December 2024

Explore the imminent implementation of the Fundamental Review of the Trading Book (FRTB) in European and American markets and its impact on financial institutions

Podcast
12 November 2024

Adenza’s Gil Guillaumey, Head of Strategy, Capital Market Solutions, recently spoke to FTF’s Eugene Grygo about how such challenging conditions can actually represent a huge opportunity for financial institutions, as they prepare their platforms for upcoming regulatory capital and T+1 settlement reforms.

Future-Ready
12 November 2024

Technology modernization has become a familiar theme for financial markets as trading and
data volumes rapidly grow. At the same time, industry adoption of transformative technologies like cloud and AI is maturing, which in turn accelerates client expectations for connectivity, transaction speed and enhanced services.

FT_Case_Study_Resource_Asset
Client News
20 December 2024

Read how this G-SIB continues to leverage our solutions to comply with the latest Basel regulatory changes for the capital markets.

SEC Rule 13F-2
19 December 2024

This article discusses the longtail effects of the GameStop meme-stock thread. The US securities and Exchange Commission (SEC) recognized the need for publicly available short sell-related data. This led to the issuing of Rule 13F-2, the first every short selling regulation. 

Nasdaq
Brochure
10 January 2025

Descubra los beneficios de un enfoque consolidado y a la vez flexible para el cálculo de márgenes, la gestión de garantías y Securities Finance.

Survey
02 December 2024

Nasdaq's ninth annual Global Compliance Survey details the trends in compliance technology, investment, tools and hiring. This recap summary has all the topline takeaways for global compliance and risk professionals.

Article
18 December 2024

The shift towards granular data reporting (GDR) in Asia-Pacific represents a significant evolution in the regulatory landscape in the region, while also reflecting the global trend towards data-driven oversight and enhanced transparency. 

Nasdaq
Brochure
  • Herramientas de la Plataforma de Nasdaq Calypso
10 January 2025

Descubra cómo puede simplificar la implementación de aplicaciones, la integración, las actualizaciones, la supervisión y la conciliación en tiempo real.

Article
25 November 2024

The Securities and Futures Commission (SFC) and Hong Kong Monetary Authority (HKMA) are aligning the Hong Kong regime with other jurisdictions efforts to  standardize and harmonize over-the-counter (OTC) derivatives reporting to improve transparency, accuracy and timeliness. 

Hong
Checklist
  • Hong Kong SFC VATP License Checklist
31 October 2023

Discover the importance of preventing market manipulative and abusive activities, including the necessary internal policies, controls, and requirements for a market surveillance system.

Nasdaq
Buyer's Guide
  • Hong Kong Virtual Asset Buyer's Guide
31 October 2023

The Hong Kong SFC has revealed guidance for digital asset platforms looking to operate within the region. Learn what essential steps to consider when selecting the best crypto surveillance solution for your organization.

Thought Leadership
29 October 2024

The clearing landscape is evolving quickly. Read a summary of Nasdaq's new whitepaper diving into the trends and then download the full paper to understand the impacts to central counterparty clearing houses (CCPs) and their member firms.

TECH TUESDAY
13 December 2024

Learn how Climate Impact X is utilizing Nasdaq technology to drive innovation in the voluntary carbon market. Explore the company's efforts to improve transparency, efficiency, and sustainability in carbon trading. 

Blog
03 March 2025

Standardization is key to efficiency and growth of clearing markets. Read more about the new standards taking shape, how they're being adopted and what Nasdaq is doing to support progress.

Article
18 December 2024

Banco Central do Brazil IFRS 9 ECL resolutions require complex calculations, reconciliation, and effective governance. Read the article to learn more. 

Nasdaq
Brochure
  • Investment Management de Nasdaq Calypso
10 January 2025

Descubra cómo puede crear un espacio de trabajo coherente entre activos para tomar decisiones rápidas y altamente informadas y optimizar los perfiles de riesgo de negocio y/o los perfiles de riesgo de la cartera.

Thought Leadership
14 November 2024

The market for ITMOs, a carbon credit-like mechanism, is growing and will need dependable technology and infrastructure to support scale as nations look to leverage international cooperation in meeting climate goals.

FT_Case_Study_Resource_Asset
Case Study
20 December 2024

Learn how Nasdaq’s technology is powering trading, market surveillance, ETD and OTC clearing, risk- and collateral management at Japan Exchange Group (JPX).

FT_Case_Study_Resource_Asset
Case Study
  • Kiatnakin Phatra Securities (KKPS) Case Study: Transparency and Trust in Thai Capital Markets
20 December 2024

As a Nasdaq Financial Technology customer, Kiatnakin Phatra Securities (KKPS) gains the capabilities, agility and scalability it needs to help its business and the local market thrive, while also modernizing through cloud-deployed solutions. Read this case study to take a closer look at the evolution of the relationship between KKPS and Nasdaq and how both are futureproofing for the long term.

FT_Case_Study_Resource_Asset
Case Study
  • LBBW From Simplification to Innovation
20 December 2024

This case study tells Landesbank Baden-Württemberg’s (LBBW) strategic capital-markets consolidation & innovation story, covering many milestones with Calypso across treasury, regulations (LIBOR transition, UMR), ETD and OTC clearing, cross-asset platform, back office, collateral, cloud transition, MR rebase, and a new carbon-emission business launch.

Article
05 November 2024

One of Thailand’s largest commercial banks, a top-tier private bank in India, and two regional banks in Korea have selected Adenza’s Calypso LIBOR solution to efficiently transition to the new global risk-free rates (RFR) benchmarked landscape.

FT_Client_Stories_Resource_Asset
Client News
  • Leading Mid-Tier US Bank Selects Nasdaq Calypso to Digitalize Its Foreign Exchange Business
20 December 2024

To grow their FX businesses in a volatile environment driven by global challenges, banks must digitalize processes, end-to-end. Read here to learn how this growing regional bank is making that strategic transformation happen — utilizing the Nasdaq Calypso front-to-back FX solution, fully integrated Nasdaq CapCloud™, and Nasdaq Calypso e-FX Portal to the benefit of its traders, sales desks, and customers.

Article
11 December 2024

Position limit rules can be complicated and differ across venues and exchanges, so reliance on manual methods to source, access and manipulate data from various different venues is time-consuming and error-prone. Find out how you can get real-time visibility to inform risk management and decision-making with Nasdaq Risk Platform.

Blog
21 May 2025

Read the article to learn how rapid changes are transforming markets and regulations. Banks need to keep pace by optimizing organizational culture, operations and technology.

FT_Whitepaper_Resource_Asset
Thought Leadership
20 December 2024

Unprecedented volume. Major disruptive events. New asset classes. The last few years have put a strain on market infrastructure operators. However, amid the challenges lies an opportunity to position for the future and improve operations via infrastructure modernization with cloud adoption as the foundation.

Markets
Infographic
  • Markets in Crypto-Assets Regulation: Implementation and Key Stages
21 August 2024

With MiCA regulation, it is crucial for EU firms to implement the necessary technology and processes to ensure compliance and promote integrity in the crypto space. View our infographic to uncover key items your firm needs to know to stay compliant with MiCA.

FT_Case_Study_Resource_Asset
Case Study
  • Mauritius Commercial Bank Case Study
03 December 2024

Read why the Mauritius Commercial Bank chose Nasdaq Calypso to drive strategic growth, scale operations with a comprehensive front-to-back capital markets solution and accelerate its cloud journey.

Webinar
05 May 2023

In this session, we discuss how you can fine-tune your surveillance program. You will learn how regulators are looking at surveillance and what protocols you need in place to ensure you are compliant.

MiCA
Whitepaper
  • MiCA: The Path to Compliance
06 June 2024

The EU's Markets in Crypto Assets (MiCA) regulation is crucial in setting global standards for regulating crypto-assets and combatting market abuse. Read our overview to stay informed on the key stages of implementation and understand its impact on the evolving digital asset industry.

Nasdaq
Folleto
  • Migrando a la Nube… a Nasdaq RegCloud
10 January 2025

Descubra cómo uno de los diez bancos más importantes de Norteamérica transformó sus operaciones al trasladarse a la nube.

FT_Case_Study_Resource_Asset
Case Study
10 January 2025

Descubra como una importante compañía de seguros y gestión de activos transformó su arquitectura de operaciones y procesamiento de derivados en la nube.

Nasdaq
Factsheet
  • Modernization Blueprint for Market Operators
24 April 2025

The Modernization Blueprint, developed by Nasdaq and AWS, offers financial market infrastructures a comprehensive, service-based solution that balances resiliency, sovereignty, and optionality to transform operations. 

Nasdaq
Brochure
  • Nasdaq Calypso for Central Banks
12 March 2025

Central banks now need to perform with greater sophistication and agility than ever before. In this new market reality, technology matters and choosing the right system is critical. Major central banks around the world are choosing Nasdaq Calypso for this vital mission. Read our brochure to learn why.

Nasdaq
Brochure
10 January 2025

Descubra ocho razones por las que su plataforma de tesorería necesita un cambio.

FT_Factsheet_Resource_Asset
Brochure
20 December 2024

As regulatory reforms and market structure changes transform collateral management needs globally, Nasdaq’s Clearing and Collateral solutions provide a strategic platform for CCPs to enhance services, realize collateral efficiencies, and capture business opportunities in the new collateral management paradigm.

FT_Factsheet_Resource_Asset
Factsheet
  • Nasdaq Clearing Technology Factsheet
23 December 2024

Nasdaq’s Clearing Technology provides comprehensive multi-asset clearing, risk and settlement capabilities that unlock operational and cost efficiencies for CCPs, their members and clients. A cloud-native, scalable and resilient solution, it enables CCPs to innovate, launch new products with short time-to-market, and expand capacity with growing volumes.

FT_Factsheet_Resource_Asset
Brochure
  • Nasdaq CSD Technology Factsheet
23 December 2024

Consistent with international standards and best practices, Nasdaq CSD Technology delivers a stable and high-performing core infrastructure for multi-asset depository, settlement and corporate actions with high throughput. In parallel, the agile solution enables CSDs to innovate and realize new business opportunities like expansion into digital assets, international custody and securities financing.

FT_Factsheet_Resource_Asset
Product Information
20 December 2024

With over 50 years' experience of operating electronic exchanges, Nasdaq offers multi-asset trading technology purpose-built for efficient and robust matching across a broad spectrum of market models and needs.

Awards
22 November 2024

Discover how Nasdaq earned top honors at the Regulation Asia Awards for Excellence 2024, winning 'Best Regulatory Reporting Solution' and 'Best Capital / Liquidity Management Solution.' Learn about the innovations driving Nasdaq’s award-winning solutions.

Survey
12 November 2024

A new survey from Nasdaq found investors are eager to grow their volumes in Latin America, but market structure challenges need to be solved first to unlock capital flows.

Nasdaq
Product Content
22 December 2023

Read our guide to remain compliant under the Market Abuse Regulations, helping secure the integrity of the financial markets.

Nasdaq
Brochure
  • Nasdaq Market Surveillance as a Service
01 November 2020

End-to-end SaaS solution purpose-built to safeguard the integrity of markets. Learn more about our service based offering.

Why
Brochure
  • Nasdaq Market Surveillance Brochure
01 November 2020

Learn more about our market surveillance solution for exchanges, regulators and new marketplaces.

Nasdaq
Buyer's Guide
  • Nasdaq Market Surveillance Buyer's Guide
23 May 2023

Learn more about some essential considerations to be mindful of when determining the best surveillance technology partner for your organization.

FT_Factsheet_Resource_Asset
Brochure
  • Nasdaq Market Surveillance Factsheet
23 December 2024

Nasdaq Market Surveillance has nearly 30 years of experience as the industry benchmark for real-time and T+1, cross-market, cross-asset surveillance. Owning and operating 18 venues enables Nasdaq to provide customers with unique surveillance advisory and best meet each client’s distinct surveillance needs.

Nasdaq
Factsheet
  • Nasdaq Market Surveillance Factsheet: Japanese Edition
27 September 2023

Nasdaq Market Surveillance has nearly 30 years of experience as the industry benchmark for real-time and T+1, cross-market, cross-asset surveillance. Owning and operating 30+ venues enables Nasdaq to provide customers with unique surveillance advisory and best meet each client’s distinct surveillance needs.

FT_Factsheet_Resource_Asset
Brochure
23 December 2024

Learn more about Nasdaq’s technology custom built for carbon markets and registries.

FT_Factsheet_Resource_Asset
Brochure
23 December 2024

Learn more about Nasdaq’s SaaS-deployed infrastructure for exchanges, marketplaces and registries.

FT_Factsheet_Resource_Asset
Brochure
23 December 2024

Learn more about Nasdaq’s technology custom built for carbon markets and registries.

Nasdaq Pulse
19 December 2024

Gil Guillaumey, Head of Capital Markets Technology at Nasdaq, provides insights into the 2024 outlook for banks and brokers. He discusses the evolving landscape of regulations, market reforms, and infrastructure modernization initiatives that are impacting the financial industry.

Nasdaq Pulse
19 December 2024

Macro events driving focus on capacity planning, global impacts from the North America T+1 reform and refining modernization strategies to successfully mobilize change. In this Nasdaq Pulse, Magnus Haglind, Head of Marketplace Technology, discusses key strategic themes that will dominate FMIs’ agendas in 2024.

03 December 2024

Offshore wind farms are important renewable energy sources, yet these giant infrastructures are subject to unique climate and cost risks. Read more about catastrophe modeling advances in this area from Nasdaq and Renew Risk.

FT_Factsheet_Resource_Asset
Brochure
  • Nasdaq Trade Surveillance Factsheet​
23 December 2024

Read the factsheet to learn how Nasdaq Trade Surveillance meets and helps overcome difficulties in data sorting, management, and trade alerts.

Regulatory News
25 March 2025

Nasdaq's AxiomSL offers intraday 15c3-1 net capital charges for financial institutions. By integrating with Nasdaq's option analytics, it provides real-time data for accurate intraday and end-of-day capital requirements, updated every 15 minutes.

Regulatory News
27 March 2025

Nasdaq's AxiomSL offers intraday 15c3-1 net capital charges for financial institutions. By integrating with Nasdaq's option analytics, it provides real-time data for accurate intraday and end-of-day capital requirements, updated every 15 minutes.

Article
29 May 2025

"Navigating the New Indian Exchange Surveillance Requirements: Key Insights" discusses India's updated surveillance framework aimed at preventing market abuse, protecting investor interests and maintaining the integrity of the financial system. It highlights the importance of advanced surveillance measures, strategic implementation and tailored alert systems to ensure compliance and gain a competitive advantage.

Article Series
11 December 2024

Volatility and high interest rates continue to impact energy and commodity markets. Add in new margin calculations and the operational complexity for traders and brokers rises. This blog is the first in a series examining market conditions and the value of granular, real-time risk insights

Nasdaq
Brochure
  • Oferta CapCloud SaaS de Nasdaq Calypso
10 January 2025

Descubra como CapCloud™ le permite administrar y hacer crecer su negocio sin las complejidades de montar y mantener su propia infraestructura tecnológica.

Nasdaq
Folleto
  • Oferta RegCloud SaaS de Nasdaq AxiomSL
10 January 2025

Descubra como RegCloud® le permite administrar los reportes regulatorios sin las complejidades de construir y mantener su propia infraestructura tecnológica.

FT_Whitepaper_Resource_Asset
Thought Leadership
18 October 2024

As market infrastructures advance their cloud strategies and relationships with cloud service providers (CSPs), it’s vital they bring regulatory stakeholders in early and often. This report highlights the increasing adoption of cloud tech among FMIs, who are using it to foster innovation, improve efficiency, and enhance resilience in capital markets.

Nasdaq
Folleto
  • Plataforma ControllerView de Nasdaq AxiomSL
10 January 2025

Descubra como ControllerView® permite administrar los reportes regulatorios sin las complejidades de construir y mantener su propia infraestructura tecnológica.

Nasdaq
Brochure
  • Plataforma de Cambio de Divisas en Línea (e-FX) de Nasdaq Calypso
10 January 2025

Descubra cómo la solución Nasdaq Calypso e-FX permite a los bancos crear las condiciones para mejorar el autoservicio y la lealtad del cliente, aumentar los flujos de ingresos y reducir los costos operativos.

Practical
Practical Guide
  • Practical Guide Markets in Crypto Assets (MiCA) Regulation
16 May 2023

Access the practical guide and uncover how to prepare for the MiCA regulation.

FT_Guide_Resources
Checklist
20 December 2024

Navigating the operational model shift that comes with technology transformation is no small feat. Nasdaq has compiled a guide to help firms navigate change based on our experience as a market operator.

Nasdaq
Brochure
10 January 2025

Descubra funciones poderosas para un procesamiento post-operaciones más fluido.

Article
11 December 2024

Nanhua Financial announced the go-live of its Nasdaq Risk Platform technology, in addition to Nasdaq Trade Surveillance, to comply with regulatory requirements and efficiently manage their counterparty credit and market risks across major exchanges globally in real-time.

Q&A Blog
13 December 2024

Discover why Thai broker KKPS chooses the Nasdaq Risk Platform to enhance their fintech operations. In this exclusive Q&A, learn about the benefits, challenges, and future of risk management in he Thai financial market.

Newsletter
24 February 2025

Tony Sio, Head of Regulatory Strategy and Innovation at Nasdaq, dives into recent regulatory updates and the multi-billion-dollar fraud and market manipulation schemes behind the 2022 collapse of Celsius Network.

Report
11 December 2024

Discover how modern technology solutions are transforming post-trade operations, from clearing and settlement to regulatory reporting, and why upgrading these critical infrastructures has become a strategic imperative for market participants.

Thought Leadership
12 December 2024

Explore how evolving regulations and aging legacy systems are reshaping post-trade infrastructure in the financial industry. Learn about the challenges and opportunities in this article. 

Nasdaq
Folleto
27 January 2025

Descubra como la tecnología probada de Nasdaq AxiomSL facilita el cumplimiento con los cambios de la FRTB.

FT_Whitepaper_Resource_Asset
Thought Leadership
  • Risk 2025: A Forward View of the Risks Facing Energy and Commodity Leaders
20 December 2024

In the dynamic world of commodity and energy trading, staying ahead of emerging risks is more critical than ever. Download the whitepaper to get a forward view of the risks facing energy and commodity leaders to learn how they can best prepare.

FT_Survey_Report_Resource_Asset
Report
  • Scaling Carbon Markets: A New Market Blueprint for 2024
20 December 2024

Voluntary carbon markets (VCMs) have become a force across the globe. But a new report from Nasdaq and The ValueExchange finds that today’s structural challenges imperil tomorrow’s growth.

Article
11 December 2024

Learn how modern technology combines traditional market surveillance with social media analytics to enhance market integrity, ensure regulatory compliance, and protect investors from emerging digital threats.

Nasdaq
Folleto
27 January 2025

Descubra cómo este ecosistema de operaciones de tesorería y monitoreo de riesgos en una única plataforma permite a los bancos digitales prepararse para el crecimiento.

Nasdaq
Folleto
27 January 2025

Gestione cálculos complejos de riesgo de liquidez de Basilea de manera óptima con Nasdaq AxiomSL. 

Nasdaq
Brochure
10 January 2025

Descubra cómo esta plataforma integrada de middle office y riesgo de operaciones permite optimizar la rentabilidad en un mundo de mercados volátiles y un entorno regulatorio en constante cambio.

Nasdaq
Folleto
10 January 2025

Descubra como optimizar los reportes de operaciones y transacciones en un entorno de reportes regulatorios en constante evolución.

Nasdaq
Brochure
  • Solución SaaS de Nasdaq CapCloud
10 January 2025

Descubra como una implementación de Nasdaq CapCloud es la respuesta para lograr una mayor flexibilidad, escalabilidad y optimización.

Nasdaq
Folleto
  • Solución SaaS de Nasdaq RegCloud
10 January 2025

Descubra cómo la implementación de Nasdaq RegCloud® puede reducir los riesgos de incumplimiento, aumentar la eficiencia y maximizar los recursos para lograr ahorros de costos y retorno de la inversión óptimos.

Nasdaq
Folleto
  • Solución SaaS para ESG de Nasdaq
10 January 2025

Descubra cómo las capacidades combinadas de Nasdaq AxiomSL® ControllerView® y la plataforma Nasdaq Calypso™ ayudan a las organizaciones a gestionar las divulgaciones de informes ESG y enfrentar un contexto de cambios regulatorios y de riesgo constantes con precisión y eficiencia.

Nasdaq
Folleto
10 January 2025

Descubra los beneficios de una solución completa de reportes regulatorios que combina una plataforma de gestión de datos inteligente y un conjunto de servicios empresariales.

Nasdaq
La brochure
27 January 2025
Découvrez les avantages d’une solution complète de reporting réglementaire, combinant une plateforme de gestion de données intelligente et une suite de services métiers.


 

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Case Study
  • Stock Exchange of Thailand (SET) Case Study
20 December 2024

Learn how the Stock Exchange of Thailand (SET) modernized its core infrastructure across trading, pre-trade risk management, index, market surveillance and data management with Nasdaq technology to better serve international and domestic investors.

Abstract
Guide
  • Surveillance Deployment Guide
27 September 2023

Selecting the right deployment method for your surveillance program can be a daunting task. Discover how to choose the right deployment method for your surveillance program in this report.

TECH TUESDAY
12 December 2024

Discover how AI is revolutionizing surveillance tools in the tech industry. Learn about it's growing role and potential application applications in this previous Tech Tuesday article

TECH TUESDAY
13 December 2024

In this TECH TUESDAY article, explore the evolving challenges and opportunities in capital market industry surveillance. Discover key insights into the tools and strategies reshaping market surveillance in today's fast-paced financial environment. 

The
Whitepaper
  • The Case for Digital Asset Surveillance
25 July 2023

This paper looks at specific instances of classic market manipulation in digital assets markets and how better surveillance processes and technology can help build greater transparency. Learn more about how to build greater transparency in digital asset markets.

The
Whitepaper
  • The Case for Trade Surveillance in FX and Fixed Income Markets
17 March 2022

An automated solution such as Nasdaq Market Surveillance for Central Banks enables market abuse to be detected quickly and efficiently, which in turn helps avoid turmoil within the financial system and the larger economy. Read to learn more.

Regulatory News
29 November 2024

Read this article which discusses how EBA’s New Data Hub Will Transform Banking Transparency and Efficiency 

Article
19 December 2024

Explore the delicate balance between innovation and stability in the financial sector as regulators and institutions navigate technological advancements and risks.

FT_Use_case_Resource_Asset
Webinar
  • The Next Wave in Crypto Regulation
10 July 2023

Tony Sio, Head of Regulatory Strategy and Innovation at Nasdaq, and Alberto Garcia, Senior Officer at the European Securities and Markets Authority, have an exclusive conversation regarding the ever-evolving regulation surrounding cryptocurrency. They walk through MiCA and its relevant articles, who MiCA will impact, and how MiCA is similar to MAR.

FT_Whitepaper_Resource_Asset
Thought Leadership
  • The Regulatory Roadmap: 2024 and Beyond
20 December 2024

In recent public addresses, prominent regulators have delineated their key focus areas for 2024, reflecting industry trends like the expansion of crypto assets, the integration of artificial intelligence (AI), and the imperative for operational resilience. These priorities carry substantial implications for the market surveillance strategies of financial institutions.

Top
Whitepaper
  • Top 3 Market Abuse Behaviors to Monitor
29 November 2023

Attempts to manipulate financial markets have always existed, but certain high-profile cases emphasize the importance of exchanges monitoring three specific behaviors. Discover the top three market abuse behaviors that should have exchanges on alert.

Webinar
20 December 2024

In partnership with Chartis Research, Nasdaq hosted a webinar to discuss the 2023 Global Compliance Survey's findings, including point-in-time analysis and historical data on compliance trends and challenges.

FT_Factsheet_Resource_Asset
Brochure
  • Trade & Transaction Reporting Fact Sheet – HKMA Rewrite
24 January 2025

HKMA/SFC OTC Derivatives Reporting Reform requires HKTR participants to standardize reporting by September 29, 2025. Firms must automate data processing and T+2 reconciliation. Nasdaq provides end-to-end support for HKTR reporting requirements.

Nasdaq TradeTalks
19 December 2024

The Securities and Exchange Commission recently published its 2024 Examination Priorities report. Tony Sio, Head of Regulatory Strategy and Innovation for Anti-Financial Crime at Nasdaq, joins Jill Malandrino on Nasdaq TradeTalks to discuss the purpose of the report and what it covers.

Nasdaq
Case Study
  • Treasury Transformation: Digitally Led Customer Focus
15 April 2025

To modernize its Treasury operations, Commercial Bank of Dubai (CBD) adopted Nasdaq Calypso Treasury technology, enabling infrastructure modernization, automation, and advanced cross-asset capabilities. Nasdaq Financial Technology proved to be a committed partner, working closely with CBD to ensure a swift and successful implementation.

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Client News
  • US Insurance Company Switches to Nasdaq CapCloud for Modernization
20 December 2024

Read here to learn how a major life-insurance firm transformed its derivatives trading and processing ecosystem with the Nasdaq Calypso front-to-back SaaS solution — modernizing its systems while relying on Nasdaq CapCloud™ experts to manage the environment.

FT_Use_case_Resource_Asset
Product Content
  • Use Case for Carbon Credit Trading
23 December 2024

Discover how establishing a new marketplace model can meet the demand for carbon credit assets can create a standard way to trade carbon credits.

Article
24 April 2025

Introducing Nasdaq Eqlipse, our combined sweet of trading, clearing, settlement and data management solutions meant to empower and future-proof financial market infrastructures.

Using
Whitepaper
  • Using Social Media to Inform Surveillance Investigations
27 July 2023

Read our paper to learn how social media surveillance programs are evolving to detect market abuse.

Blog
27 May 2025

Read the blog to learn how clearing volumes are exploding amid volatility and market change. As the flow of collateral increases, firms need to consider the role of tokenization and innovation in operations.

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