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          We serve global, central and regional banks, broker-dealers, insurers, asset managers, pension funds, hedge funds, stock exchanges and clearing houses, securities services providers and corporates.

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          • Central Banks
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          • Exchanges and Clearing Houses
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          Our end-to-end trading, treasury, risk management and regulatory compliance solutions enable financial institutions to consolidate and streamline their operations.

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  • Industry
    • Banks
    • Broker-dealers
    • Central Banks
    • Corporates
    • Insurance Firms and Asset Owners
    • Investment Managers
    • Securities Service Providers
    • Exchanges and Clearing Houses
    Industry

    We serve global, central and regional banks, broker-dealers, insurers, asset managers, pension funds, hedge funds, stock exchanges and clearing houses, securities services providers and corporates.

    Overview

  • Solutions
    Capital Markets Solutions
    • Overview
      • Front Office
      • Treasury
      • Middle Office & Trading Risk
      • Collateral, Margin & Securities Finance
      • Clearing
      • Post-trade Processing
    Risk & Financial Regulatory Reporting Solutions
    • Overview
      • Regulatory Reporting
      • Capital
      • Liquidity
      • Global Shareholding Disclosures
      • Trade & Transaction Reporting
      • ESG
    Solutions

    Our end-to-end trading, treasury, risk management and regulatory compliance solutions enable financial institutions to consolidate and streamline their operations.

    Overview

  • Services
    • Cloud
    • Customer Delivery
    • Education & Learning
    Services

    Our targeted solutions and services are powered by exceptional people driving innovation at scale.

    Overview

  • Resources
    • Insights
    • Regulatory Updates
    • Events
    Resources

    Explore our insights, read the latest regulatory updates and get details on upcoming and past events.

  • About
    • Our Story
    • Leadership Team
    • Awards
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    • Contact Us
    About

    We create and deliver market-leading solutions to help you optimize investment, unlock value and drive growth.

    Overview

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Industry

Broker-dealers

Platform to growth

Whether bank-owned or stand-alone, you operate in a complex broker-dealer regulatory environment. SEC Rules 15c3-1, 15c3-3 and an array of FOCUS and CFTC reports are among the prominent requirements you face. Conducting your business in this landscape demands operational efficiency that delivers precise calculations and strong, transparent reporting and examination outcomes.

Futureproof your net capital, customer protection, and swap dealer calculations, and other reporting requirements with Adenza’s AxiomSL end-to-end specialized broker-dealer solutions. Running on our single RegCloud® enabled data management and reporting platform, we enable you to reduce operational risk and optimize TCO and comply with confidence.

Explore our solutions
Capital Markets
Front Office
Treasury
Clearing
Middle Office & Trading Risk
Collateral, Margin & Securities Finance
Post-trade Processing
Risk & Financial Regulatory Reporting
Capital+
  • Credit Risk
  • Market Risk
  • Large Exposure
  • Leverage Ratio
  • ICAAP
Liquidity
Regulatory Reporting+
  • Financial, statistical and prudential reporting
  • Local and regional requirements
Global Shareholding Disclosure+
  • Significant Holdings
  • Short Selling
  • Takeover Panel
  • Sensitive Industries
Trade & Transaction Reporting+
  • EMIR
  • SFTR & MiFID
  • Dodd Frank
ESG
Cloud, Data Integration and DevOps

Benefits for You

  • Increase functional coverage

    With a single solution, AxiomSL covers net capital calculations (SEC rule 15C 3-1), focus reports (FINOP), margin calculations (FINRA rule 4210), customer protection (SEC Rule 15C 3-3) and treasury reporting (TIC reports).

  • Reduce operational risk

    End-to-end user automation that removes manual process risk and established efficiency and auditability with an intuitive user-controlled workflow automation.

  • Secure calculations

    Transparent functionality enables trusted net capital and customer protection formula calculations and related regulatory reporting.

  • Reduce data replication

    A brokerview extensible data dictionary that enables multiple uses of same data across different calculations.

 

  • Reduce data replication

    A brokerview extensible data dictionary that enables multiple uses of same data across different calculations.

 

  • Reduce regulatory infrastructure TCO

    Cloud deployment allows rapid processing on large data sets and adaptability to business mix and regulatory requirements changes.

Related Insights

View all
  • Brochure

Corporate Overview

  • January 11, 2022
Read more
  • News and announcements

Calypso Technology and AxiomSL combine forces under new name: Adenza

  • September 1, 2021
Read more
  • News and announcements

Thoma Bravo Announces Merger of Calypso Technology and AxiomSL

  • July 22, 2021
Read more
  • Article

Adenza has won the Best UMR award for its end-to-end collateral management and margin solution, Calypso.

  • January 27, 2023
Read more
  • ESG

EU Taxonomy: A regional ESG initiative with a global impact.

  • January 9, 2023
Read more
  • Thought Leadership, UMR

RegNews: UMR and FX Clearing — A New Landscape Offering Many Benefits

  • December 22, 2022
Read more
  • APRA Comprehensive Data Collection

APRA Comprehensive Data Collection – Granular Data Arrives

  • December 9, 2022
Read more

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  • Industry
    • Banks
    • Broker-dealers
    • Central Banks
    • Corporates
    • Insurance Firms and Asset Owners
    • Investment Managers
    • Securities Service Providers
    • Exchanges and Clearing Houses
  • Services
    • Cloud
    • Customer Delivery
    • Education & Learning
  • Solutions
    • Risk & Financial Regulatory Reporting Solutions
      • Regulatory Reporting
      • Capital & Credit
      • Liquidity
      • Global Shareholding Disclosures
      • Trade & Transaction Reporting
      • ESG
    • Capital Markets Solutions
      • Front Office
      • Treasury
      • Middle Office & Trading Risk
      • Clearing
      • Collateral, Margin & Securities Finance
      • Post-trade Processing
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