Broker Dealer

This 4 half-day course covers AxiomSL’s Broker Dealer product. The course provides an in-depth understanding of the Broker Dealer functional architecture and data flow. It also includes data sourcing methodology using the Broker Dealer data dictionary, workflow logic and execution parameters, stages of data processing, and report outputs for each report type/calculation module.

Participants learn how to prepare source data with the common data dictionary to align with the calculation-facing aggregations and gain hands-on experience working with the report outputs. This course is ideal for learners involved in the Broker Dealer implementation using ControllerView platform.

With these enhanced skills, participants are able to formulate resilient and high-performing solutions.

For registration or enrollment details, please email: AxiomSLEducation@nasdaq.com

Course date

09 - 12 July, 2024

Course location

Virtual Classroom

User role

Business User / Analyst

Prerequisites:

ControllerView 101
Platform Foundations

Topics Include

Module 1: Introduction to the Solution

► Broker Dealer Solution Purpose
► Who are the Reporters?
► Instructions Overview
► Solution Modules

Module 2: Solution Structure

► Broker Dealer Solution Ecosystem
► Solution Architecture
► Automation Process
► Implementation Approach

Module 3: Data Flow

► Solution Requirements
► Broker Dealer Data Dictionary
► Interface Aggregations

Module 4: Execution Parameters

► Main Workflows
► Broker Dealer Execution Configuration
► Instances, Variables, Streams Setup

Module 5: Data Processing

► Broker Dealer Input & Output
► Logical Stages, Checkpoints, Objects & Workflows
► Intermediary Outputs & Tools
► Solution Modules Walkthrough

Module 6: Solution Output

► Output Reports
► Submission Files Generation
► Validation Tools

“Despite having spent quite a few years as a Calypso developer, I still got a lot out of this training. It was enlightening and helped us delve deeper into some exciting details about Calypso. I would like to emphasize the excellent didactics with practical and objective exercises. Undoubtedly, I improved my analytical perception of operations and lifecycles. The Getting Started with Calypso module definitely provides a satisfactory roadmap.”

Samuel L.

Exadel Financial Services (formerly CPQi)

“What an amazing week it was! The course covered an introduction to Calypso architecture, and dived into details of static data setup, workflow, and trade lifecycles, including pricing environments. I would like to express my thanks to the Learning Services team for this opportunity and teaching me a lot of important things for my work routine.”

Marcelo Y.

Mark2Market (Qaracter)

“The training was enriching and a very well designed program. There was a new theme each day, with a series of exercise adapted to each theme. The trainers were professional and attentive. They gave ample amount of time to each participant. They provided a simple explanation, illustrated with examples in Calypso. The quiz at the end of each day, was helpful to test our skills ‘’

ExpertEase Partners