The firm, also a futures commission merchant, primary US Treasury securities dealer, and member of major US exchanges, selects Adenza’s platform to opportunity for its comprehensive AxiomSL Broker-Dealer solution for a wide range of regulatory requirements on the cloud.
We are delighted that this esteemed firm has joined its many peers in partnering with Adenza for strategic broker-dealer needs. Not only do we cover the client’s priorities around SEC Rules 15c3-1 (net capital) and 15c3-3 (customer protection) and an array of related reporting and allocations, but we also bridge results into solutions across the broker-dealer platform. We are proud to deliver the high-performing computing and scalability clients seek as they grow their businesses and resiliently comply with increasingly demanding regulations.
