Regulatory Updates
Featured Updates
BIC: Standardizing capital requirements for operational risk
New granular data requirements comes to Saudi Arabia
Rule 15c3-3 New Daily Computations Challenge US Broker-Dealers
Prep Now for Imminent Changes to US Shareholding Disclosures
A Post-Trade Processing Market Transformation Journey
Connect Capital Markets & Regulatory Solutions – Basel Rules
Basel III Endgame: A Market, Credit, & CVA Risk Analytics POV
BSP to deploy its International Transaction Reporting System
Large credit institutions prepare for XBRL Pillar 3 reporting
EBA released Final Draft for Initial Margin Model Validation
Hong Kong ESG taxonomy and its global regulatory synergies
Basel III Endgame NPR Ushers In a New Era
DRSAC brings drastic changes to banks operational priorities
The environmental, social, and governance (ESG) trend — supporting corporate and individual demand to better quantify and understand the impacts of our actions on the planet — continues its march around the globe.
Rude awakening re liquidity stress testing post the SVB crisis
Rude awaking re liquidity stress testing post the SVB crisis.
After the recent shocking wake-up call, bankers and regulators alike are preparing for the post-banking crisis world. Market participants in the US are asking themselves if Reg YY’s call for liquidity stress testing (LST) is enough? Read here to learn about 12 factors that comprise a robust, data-driven LST solution.
Malaysia’s New Capital Adequacy Rules — Basel III Reporting
Bank Negara Malaysia’s (BNM’s) proposed approach to Basel III reporting includes changes to the regulatory capital adequacy framework and marks a significant departure from existing Basel II requirements. Given the extent and complexity of these changes, the tight timeline for implementation (by 2025), and the changes still to come, financial institutions must tackle reform immediately.
Global Shareholding Disclosure ― Turning up the Heat
In the current environment of heightened global scrutiny, firms must have a robust regulatory reporting platform that fosters a culture of shareholding disclosure oversight and transparency across all jurisdictions ― or face the consequences.
FDIC Part 370 deposits reporting and ongoing bank failures
Market participants widely anticipate the FDIC zeroing in on Part 370 compliance, including several critical deposit reporting/monitoring elements for which all banks should prepare.
Basel IV in APAC (aka Basel III Reforms) – Finally Rolling!
Deadlines to implement Basel IV in APAC bring significant challenges that need strategic attention.
These rules and calculation changes are materially different in scope and complexity. And if they are not already effective in your country, they will be – very soon. Read here to learn about these changes, deadlines, and the key questions to consider to be ready in time for Basel IV in APAC
Navigating Pillar 3-EU Taxonomy alignments and divergences
MT to MX Migration, An ISO 20022-Driven Messaging Approach
The MT to MX migration — the focus of this article — is one of the most time-sensitive of many key evolutions in post-trade processing.
7 key takeaways from fallen banks
Five financial institutions have shuttered in just five months — four in quick succession in March alone — something that has not happened in almost a century. Several remain under pressure and market scrutiny.
Many CRR3 and UK Basel 3.1 deviations on the way to Basel IV
There has been significant regulatory activity since October 2021 when the European Commission published its CRR3 legislative package introducing the revised Basel III reforms (aka Basel IV) for euro-area banks.