Nasdaq RegCloud
Nasdaq RegCloud – Secure, fast, and timely reporting
With the speed of regulatory change and ever-increasing data volumes, financial institutions are constantly challenged to manage the cost and overall complexity of their operations. Furthermore, the risk of moving sensitive dataset beyond their internal data centers – mishandling or improperly securing personally identifiable information (PII) and material non-public information (MNPI) – looms large.
Our solution
The Nasdaq RegCloud fully managed SaaS offering delivers unparalleled security, operational agility, continuous innovation, and cloud-only features for a superior end user experience. No longer burdened or distracted by total cost of owning and operating complex hardware and software infrastructures, Nasdaq RegCloud enables clients to focus on their business prioritie – achieving strategic value from technology, maximizing resource utilization for optimized TCO, and managing the process, data integrity and controls associated with their regulatory commitments.
Key features:
- Nasdaq AxiomSL’s dedicated ControllerView platform to develop, run, and manage standard or customized regulatory-reporting solutions without maintaining any underlying technology infrastructure
- Single-tenant application model for complete data isolation from other clients
- Secure network connectivity, and technical and application management services
- Continuous deployment of regulator-driven changes and documentation with Regulatory Change Services (RCS)
- Industry-accredited security protocols and delivery frameworks and best practices
- Continuous integration and deployment pipelines for Infrastructure as Code, and core software
- Multi-layer infrastructure resiliency, potentially across multiple geographic locations.
- Disaster recovery best-practices for recovery point objective (RPO) and recovery time objective (RTO) service-level commitments
Benefits
Unparalleled Security and Performance
- Industry best-practice architecture, policies, and procedures
- Well-architected, high-performing, resilient, and efficient infrastructure for regulatory workloads
- ISO 27001/ISO 27017 certified. SOC 1/SOC 2 Type II audited. SEC WORM compliant
- Industry-accepted standard for data encryption at rest and in transit
- Comprehensive risk management: identification, evaluation, treatment, and communication
- Enhanced resilience through synchronous data replication
Unrivaled SaaS Experience
- Dedicated cloud engagement manager from inception
- Deep technical Nasdaq RegCloud and platform knowledge of Nasdaq AxiomSL’s ControllerView
- 24/7 operations and support teams
- Proactive real-time infrastructure and application monitoring
- Rapid incident-response model in line with ITIL best practice
- Robust RegCloud migration framework from discovery to validation
- Flexible data transfer capabilities for all data volumes
Seamless Regulatory Change Process
- Interactive solution-update planning with regulatory subject-matter experts
- In-process access to product management expertise
- Automated change promotion, regression testing, and UAT support
- Continuous deployment of regulator-driven changes and documentation
- Reduction in time-to-comply with regulations
- Change-management cost predictability
